Routing Information

Customer access to order routing information per SEC Rule 606.

Customers of broker-dealers have the right to request the identity of the venues to which their non-directed orders were routed for execution. There are no special relationships with any of the venues other than possibly a favorable decision on a disputed trade error. A written explanation for any trade can be furnished upon customer request.

Q4 2009

NYSE Securities

	Non Directed Orders	Market Orders	Limit Orders	Other orders	Material Aspects of Relationship
Total FASI Orders	99.70%	34.80%	64.80%	.4
Orders routed to:
Automated Trading Desk	80.58%	77.40%	82.58%	33.95%	NONE
Knight Capital Markets	14.12%	12.60%	14.78%	39.23%	NONE

Nasdaq Securities

	Non Directed Orders	Market Orders	Limit Orders	Other orders	Material Aspects of Relationship
Total FASI orders	96.20%	52.40%	46.50%	1.1
Orders Routed To:
Knight Capital Markets	25.65%	17.88%	34.05%	41.09%	NONE
Automated Trading Desk	53.10%	61.32%	44.86%	7.58%	NONE
Citadel Derivative Group	19.67%	19.16%	19.55%	49.64%	NONE

American/Regional Ex. Sec.

	Non Directed Orders	Market Orders	Limit Orders	Other orders	Material Aspects of Relationship
Total FASI orders	99.80%	41.50%	56.80%	1.70%
Orders Routed To:
Automated Trading Desk	67.91%	57.54%	76.97%	19.08%	NONE
Knight Capital Markets	31.12%	41.76%	21.84%	80.92%	NONE

Listed Options

	Non Directed Orders	Market Orders	Limit Orders	Other orders	Material Aspects of Relationship
Total FASI orders	100.00%	17.60%	78.10%	4.40%
Orders Routed To:
Chicago Board Options Ex	28.34%	31.46%	26.48%	48.98%	NONE
Philadelphia Stock Exch.	26.83%	16.78%	29.09%	26.70%	NONE
Int'l Securities Exch.	17.59%	16.88%	18.00%	13.03%	NONE
NYSE Arca	10.46%	5.80%	11.89%	3.57%	NONE
NASDAQ Options Market	6.20%	13.69%	4.79%	1.12%	NONE
American Stock Exchange	6.51%	11.79%	5.36%	5.89%	NONE